Overview Senior Vice President, Regulatory Administration/Filings Manager Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital. With over 239 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Senior Vice President, Regulatory Administration/Filings Manager to join our Regulatory team. This role is located in the Westborough, MA– HYBRID In this role, you will make an impact in the following ways: Leads multiple teams of Regulatory Administration and Filings staff that provide clients with legal guidance on particular areas of legislation regarding SEC filings such as prospectuses, proxy statements, and board minutes. Implements strategies to monitor regulatory developments and respond accordingly. Acts as a legal expert in client facing situations. Provides oversight and strategic guidance around the reporting of legislative issues that clients must address during their board meetings and to make regulatory decisions. Leads delivery of prospectuses, proxy statements, and other SEC required filings to clients and provides guidance as an expert in the law. Acts as a point of contact between businesses and legal entities to ensure legislation is understood. Liaises with in-house counsel to ensure major filings are created and delivered in accordance to regulations. Acts as a subject matter expert regarding specific areas of legislation within the financial services industry. Leads discussions on topics that need to be addressed in client board meetings. Manages relationships with clients accounting firms to ensure client information and data needed for regulatory matters are exchanged in an efficient manner. Recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. To be successful in this role, we’re seeking the following: Bachelors degree or the equivalent combination of education and experience is required. JD from an accredited law school preferred. 7-10 years of total work experience including 1-3 years in management is preferred. Experience in the securities or financial services industry preferred. At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards: Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion Bloomberg’s Gender Equality Index (GEI) Human Rights Campaign Foundation, 100% score Corporate Equality Index Best Places to Work for Disability Inclusion , Disability: IN – 100% score 100 Best Workplaces for Innovators, Fast Company CDP’s Climate Change ‘A List’ Forbes Blockchain 50 Our Benefits: BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans. Employer Description: For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers. EEO Statement: BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.